{
  "$schema": "./catalog.schema.json",
  "name": "CFA Key Accountability Indicators",
  "version": "0.5.0",
  "updated": "2026-10-24",
  "evidence_tiers": {
    "P1": "Observed: what anyone can see from the internet with ordinary requests",
    "P2": "Published government data sets",
    "P3": "Published documents",
    "F": "A named record requested under FOIA"
  },
  "themes": [
    {
      "id": "KAI-GOV",
      "name": "Cybersecurity Governance",
      "csf_function": "Govern",
      "ig_fisma_domain": "Cybersecurity Governance",
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": "FISMA information security"
    },
    {
      "id": "KAI-SCR",
      "name": "Supply Chain Risk",
      "csf_function": "Govern",
      "ig_fisma_domain": "Cybersecurity Supply Chain Risk Management",
      "cr26_ksi_themes": [
        "KSI-SCR"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-RAM",
      "name": "Risk and Asset Management",
      "csf_function": "Identify",
      "ig_fisma_domain": "Risk and Asset Management",
      "cr26_ksi_themes": [
        "KSI-PIY",
        "KSI-SCR"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": "System inventory honesty; FedRAMP and shadow IT"
    },
    {
      "id": "KAI-CFG",
      "name": "Configuration Management",
      "csf_function": "Protect",
      "ig_fisma_domain": "Configuration Management",
      "cr26_ksi_themes": [
        "KSI-CMT",
        "KSI-CNA",
        "KSI-SVC"
      ],
      "fiscam": "Configuration management",
      "cfa_scoring_area": "Cybersecurity risk"
    },
    {
      "id": "KAI-IAM",
      "name": "Identity and Access",
      "csf_function": "Protect",
      "ig_fisma_domain": "Identity and Access Management",
      "cr26_ksi_themes": [
        "KSI-IAM"
      ],
      "fiscam": "Access controls; segregation of duties",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-DPP",
      "name": "Data Protection",
      "csf_function": "Protect",
      "ig_fisma_domain": "Data Protection and Privacy",
      "cr26_ksi_themes": [
        "KSI-INR",
        "KSI-SVC"
      ],
      "fiscam": "Access controls",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-TRN",
      "name": "Security Training",
      "csf_function": "Protect",
      "ig_fisma_domain": "Security Training",
      "cr26_ksi_themes": [
        "KSI-CED"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-MON",
      "name": "Continuous Monitoring",
      "csf_function": "Detect",
      "ig_fisma_domain": "Information Security Continuous Monitoring",
      "cr26_ksi_themes": [
        "KSI-MLA"
      ],
      "fiscam": "Security management; configuration management",
      "cfa_scoring_area": "Cybersecurity risk"
    },
    {
      "id": "KAI-INR",
      "name": "Incident Response",
      "csf_function": "Respond",
      "ig_fisma_domain": "Incident Response",
      "cr26_ksi_themes": [
        "KSI-INR"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-RPL",
      "name": "Contingency Planning",
      "csf_function": "Recover",
      "ig_fisma_domain": "Contingency Planning",
      "cr26_ksi_themes": [
        "KSI-RPL"
      ],
      "fiscam": "Contingency planning",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-EXP",
      "name": "Public Exposure",
      "csf_function": "Protect",
      "ig_fisma_domain": "(Configuration Management)",
      "cr26_ksi_themes": [
        "KSI-CNA",
        "KSI-PIY",
        "KSI-SVC"
      ],
      "fiscam": "Configuration management",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-PRV",
      "name": "Privacy and Information Collection",
      "csf_function": "Govern",
      "ig_fisma_domain": "(Data Protection and Privacy)",
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": null,
      "cfa_scoring_area": "SORN integrity; PIA currency; consent and sharing; privacy workforce; PRA compliance"
    },
    {
      "id": "KAI-FIN",
      "name": "Financial System Controls",
      "csf_function": null,
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": "Business process controls plus all five general categories",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-ITM",
      "name": "IT Management and Acquisition",
      "csf_function": "Govern",
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": "IT acquisition management"
    },
    {
      "id": "KAI-AIG",
      "name": "AI Governance",
      "csf_function": "Govern",
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [
        "KSI-PIY",
        "KSI-SCR"
      ],
      "fiscam": null,
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-DIG",
      "name": "Digital Public Experience",
      "csf_function": null,
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [],
      "fiscam": null,
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-TRP",
      "name": "Transparency and FOIA",
      "csf_function": null,
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": null,
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-REC",
      "name": "Federal Records",
      "csf_function": null,
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": null,
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-OVR",
      "name": "Oversight Responsiveness",
      "csf_function": "Govern",
      "ig_fisma_domain": "(Cybersecurity Governance)",
      "cr26_ksi_themes": [
        "KSI-PIY"
      ],
      "fiscam": "Security management",
      "cfa_scoring_area": null
    },
    {
      "id": "KAI-AUT",
      "name": "Legal Authority",
      "csf_function": null,
      "ig_fisma_domain": null,
      "cr26_ksi_themes": [],
      "fiscam": null,
      "cfa_scoring_area": null
    }
  ],
  "indicators": [
    {
      "id": "KAI-GOV-IGR",
      "theme": "KAI-GOV",
      "name": "IG's FISMA effectiveness conclusion and maturity level, recorded separately",
      "authority": [
        {
          "tracker_id": "law-113-283"
        },
        {
          "tracker_id": "omb-m-25-04"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-GOV-RPT",
      "theme": "KAI-GOV",
      "name": "IG FISMA evaluation exists and the agency appears in OMB's FISMA report to Congress",
      "authority": [
        {
          "tracker_id": "law-113-283"
        },
        {
          "tracker_id": "cisa-fy2026-cio-fisma-metrics"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 Oversight.gov, OMB report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-GOV-SAI",
      "theme": "KAI-GOV",
      "name": "A senior information security officer is designated",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P3"
        ],
        "description": "P1 agency site, P3",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-GOV-ZTA",
      "theme": "KAI-GOV",
      "name": "Zero trust progress as rated in the IG's supplemental metric",
      "authority": [
        {
          "tracker_id": "omb-m-22-09"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-GOV-PQC",
      "theme": "KAI-GOV",
      "name": "Post-quantum migration plan sent to OMB and ONCD on time",
      "authority": [
        {
          "tracker_id": "omb-m-26-15"
        },
        {
          "tracker_id": "law-117-260"
        },
        {
          "tracker_id": "pd-nsm-10"
        },
        {
          "tracker_id": "eo-14412"
        }
      ],
      "evidence": {
        "tiers": [
          "F"
        ],
        "description": "F transmittal date",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-SCR-PRH",
      "theme": "KAI-SCR",
      "name": "No direct purchases from legally barred sources (Kaspersky, named telecom firms, FASCSA orders that bind the agency)",
      "authority": [
        {
          "tracker_id": "law-115-91-sec-1634"
        },
        {
          "tracker_id": "law-115-232-sec-889"
        },
        {
          "tracker_id": "law-115-390-title-ii"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 USAspending, SAM.gov orders",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MIT"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-SCR-DRN",
      "theme": "KAI-SCR",
      "name": "No covered foreign drones bought or operated",
      "authority": [
        {
          "tracker_id": "law-118-31-title-xviii-subtitle-b"
        },
        {
          "tracker_id": "omb-m-26-02"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "F"
        ],
        "description": "P2 awards, F drone inventory",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MIT"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-SCR-IOT",
      "theme": "KAI-SCR",
      "name": "Waivers for non-compliant connected devices are reported",
      "authority": [
        {
          "tracker_id": "law-116-207"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 GAO, F waivers",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MON"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-INV",
      "theme": "KAI-RAM",
      "name": "Reported system inventory is consistent with other public records",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3, F",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-ATO",
      "theme": "KAI-RAM",
      "name": "Systems operate with a current authorization",
      "authority": [
        {
          "tracker_id": "omb-a-130-2016"
        },
        {
          "tracker_id": "nist-fips-199"
        },
        {
          "tracker_id": "omb-m-02-01"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F list of authorizations",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-HVA",
      "theme": "KAI-RAM",
      "name": "High value asset protections, as found by IG and GAO audits",
      "authority": [
        {
          "tracker_id": "cisa-bod-18-02"
        },
        {
          "tracker_id": "omb-m-19-03"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG and GAO audits",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-CLD",
      "theme": "KAI-RAM",
      "name": "Cloud services in use are FedRAMP authorized",
      "authority": [
        {
          "tracker_id": "law-117-263-sec-5921"
        },
        {
          "tracker_id": "omb-m-24-15"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 Marketplace reuse data, awards",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MON"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-FRP",
      "theme": "KAI-RAM",
      "name": "Agency cloud authorization policy issued and sent to OMB",
      "authority": [
        {
          "tracker_id": "law-117-263-sec-5921",
          "note": "44 U.S.C. 3613; the FedRAMP Authorization Act's sections are repealed 5 years after 2022-12-23 unless Congress extends them; subsection (d)"
        },
        {
          "tracker_id": "omb-m-24-15"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 published agency FedRAMP policy, F the policy and its submission to OMB",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MON"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-ATR",
      "theme": "KAI-RAM",
      "name": "Agency authorizations of FedRAMP cloud services are reported to FedRAMP",
      "authority": [
        {
          "tracker_id": "law-117-263-sec-5921",
          "note": "44 U.S.C. 3613; the FedRAMP Authorization Act's sections are repealed 5 years after 2022-12-23 unless Congress extends them; subsections (a) and (c)"
        },
        {
          "tracker_id": "omb-m-24-15"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 FedRAMP Marketplace agency authorizations, compared with awards to authorized services",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MON"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RAM-AST",
      "theme": "KAI-RAM",
      "name": "Asset discovery and scanning on the required cadence",
      "authority": [
        {
          "tracker_id": "cisa-bod-23-01"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F likely withheld",
        "expected_access": "likely_withheld"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-CFG-VUL",
      "theme": "KAI-CFG",
      "name": "Known exploited vulnerabilities fixed within the required windows",
      "authority": [
        {
          "tracker_id": "cisa-bod-26-04",
          "note": "cisa-bod-22-01 before 2026-06-10"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F likely withheld",
        "expected_access": "likely_withheld"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-PRR"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-CFG-SCB",
      "theme": "KAI-CFG",
      "name": "Secure cloud configuration baselines applied",
      "authority": [
        {
          "tracker_id": "cisa-bod-25-01"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F likely withheld",
        "expected_access": "likely_withheld"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-ACM"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-CFG-BAS",
      "theme": "KAI-CFG",
      "name": "Baseline configurations documented and enforced",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG, auditor report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CNA-EIS"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": true,
      "status": "draft"
    },
    {
      "id": "KAI-IAM-MFA",
      "theme": "KAI-IAM",
      "name": "Phishing-resistant multifactor authentication for staff",
      "authority": [
        {
          "tracker_id": "omb-m-22-09"
        },
        {
          "tracker_id": "eo-14028"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG and OMB report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-IAM-APM"
        ],
        "fiscam": "AC"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-IAM-PIV",
      "theme": "KAI-IAM",
      "name": "Staff and contractors use PIV credentials",
      "authority": [
        {
          "tracker_id": "pd-hspd-12"
        },
        {
          "tracker_id": "nist-fips-201-3"
        },
        {
          "tracker_id": "omb-m-05-24"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG and OMB report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-IAM-APM"
        ],
        "fiscam": "AC"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-IAM-PUB",
      "theme": "KAI-IAM",
      "name": "Public sign-in uses Login.gov (on schedule until the deadline)",
      "authority": [
        {
          "tracker_id": "omb-m-26-18"
        },
        {
          "tracker_id": "eo-13681"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 sign-in pages",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-IAM-APM"
        ],
        "fiscam": "AC"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-IAM-PRV",
      "theme": "KAI-IAM",
      "name": "Privileged access limited and reviewed",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG, auditor report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-IAM-ELP"
        ],
        "fiscam": "AC, SD"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": true,
      "status": "draft"
    },
    {
      "id": "KAI-DPP-ENC",
      "theme": "KAI-DPP",
      "name": "Data encrypted at rest and in transit with validated modules",
      "authority": [
        {
          "tracker_id": "eo-14028"
        },
        {
          "tracker_id": "nist-fips-140-3"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 OMB report and IG",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-SIN"
        ],
        "fiscam": "AC"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DPP-CUI",
      "theme": "KAI-DPP",
      "name": "CUI program in place and reported to ISOO each year",
      "authority": [
        {
          "tracker_id": "cfr-32-2002"
        },
        {
          "tracker_id": "eo-13556"
        },
        {
          "tracker_id": "nara-isoo-notice-2026-07"
        },
        {
          "tracker_id": "nara-isoo-notice-2026-08"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 ISOO annual report, F",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-SIN"
        ],
        "fiscam": "AC"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DPP-BRE",
      "theme": "KAI-DPP",
      "name": "Breach response plan exists and is tested",
      "authority": [
        {
          "tracker_id": "omb-m-17-12"
        }
      ],
      "evidence": {
        "tiers": [
          "F"
        ],
        "description": "F, usually released",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-INR-RIR"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRN-AWR",
      "theme": "KAI-TRN",
      "name": "All users trained each year",
      "authority": [
        {
          "tracker_id": "cfr-5-930"
        },
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CED-RAT"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": true,
      "status": "draft"
    },
    {
      "id": "KAI-TRN-RBT",
      "theme": "KAI-TRN",
      "name": "Staff with security duties get role-based training",
      "authority": [
        {
          "tracker_id": "cfr-5-930"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CED-RAT"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-MON-LOG",
      "theme": "KAI-MON",
      "name": "Logging maturity meets the current memo",
      "authority": [
        {
          "tracker_id": "omb-m-26-14"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F maturity report, likely withheld",
        "expected_access": "likely_withheld"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-MLA-LET"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-MON-EDR",
      "theme": "KAI-MON",
      "name": "Endpoint detection deployed with CISA access",
      "authority": [
        {
          "tracker_id": "omb-m-22-01"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG and OMB report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-MLA-OSM"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-MON-ISC",
      "theme": "KAI-MON",
      "name": "Continuous monitoring program",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-MLA-OSM"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": true,
      "status": "draft"
    },
    {
      "id": "KAI-INR-RPT",
      "theme": "KAI-INR",
      "name": "Incidents reported to CISA and counted in OMB's report",
      "authority": [
        {
          "tracker_id": "cisa-federal-incident-notification-guidelines"
        },
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 OMB report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-INR-MAJ",
      "theme": "KAI-INR",
      "name": "Publicly known major incidents were reported to Congress",
      "authority": [
        {
          "tracker_id": "law-113-283"
        },
        {
          "tracker_id": "omb-m-25-04"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3, F notification letter",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "per incident"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-INR-EMD",
      "theme": "KAI-INR",
      "name": "Emergency directive actions completed on time",
      "authority": [
        {
          "tracker_id": "cisa-ed-24-01"
        },
        {
          "tracker_id": "cisa-ed-25-02"
        },
        {
          "tracker_id": "cisa-ed-25-03"
        },
        {
          "tracker_id": "cisa-ed-26-01"
        },
        {
          "tracker_id": "cisa-ed-26-03"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 CISA and IG, F likely withheld",
        "expected_access": "likely_withheld"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-INR-RIR"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-RPL-TST",
      "theme": "KAI-RPL",
      "name": "Contingency plans tested",
      "authority": [
        {
          "tracker_id": "law-113-283"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-RPL-TRC"
        ],
        "fiscam": "CP"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": true,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-EML",
      "theme": "KAI-EXP",
      "name": "Email domains reject spoofed mail; non-mail domains publish a null policy",
      "authority": [
        {
          "tracker_id": "cisa-bod-18-01"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P2 .gov list (federal executive), P1 DNS",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-VCM"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-WEB",
      "theme": "KAI-EXP",
      "name": "Public websites redirect to HTTPS and send HSTS",
      "authority": [
        {
          "tracker_id": "cisa-bod-18-01"
        },
        {
          "tracker_id": "omb-m-15-13"
        },
        {
          "tracker_id": "omb-m-23-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 one ordinary request",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-VCM"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-DNS",
      "theme": "KAI-EXP",
      "name": "Agency domains are signed with DNSSEC (SHOULD; the 2008 memo was rescinded in 2018)",
      "authority": [
        {
          "tracker_id": "nist-fips-200",
          "note": "SP 800-53 SC-20"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 DNS",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CNA-MAT"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-VDP",
      "theme": "KAI-EXP",
      "name": "Vulnerability disclosure policy published, scoped to all domains, with a registered security contact",
      "authority": [
        {
          "tracker_id": "cisa-bod-20-01"
        },
        {
          "tracker_id": "omb-m-20-32"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P1, P2 .gov list",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RVD"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-EDG",
      "theme": "KAI-EXP",
      "name": "Edge devices and management interfaces secured, as found by IG and GAO",
      "authority": [
        {
          "tracker_id": "cisa-bod-23-02"
        },
        {
          "tracker_id": "cisa-bod-26-02"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 IG and GAO reports only",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CNA-MAT"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-GOV",
      "theme": "KAI-EXP",
      "name": "Official websites and email use .gov domains",
      "authority": [
        {
          "tracker_id": "law-116-260-div-u-title-ix"
        },
        {
          "tracker_id": "omb-m-23-10"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P2 .gov list, P1 agency site list",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-IP6",
      "theme": "KAI-EXP",
      "name": "Public websites reachable over IPv6",
      "authority": [
        {
          "tracker_id": "omb-m-21-07"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 DNS",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-TLS",
      "theme": "KAI-EXP",
      "name": "Public websites negotiate TLS 1.3 (trend only before the 2030 deadline)",
      "authority": [
        {
          "tracker_id": "omb-m-26-15"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 ordinary connection",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SVC-SIN"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-EXP-3PT",
      "theme": "KAI-EXP",
      "name": "Third-party trackers and assets match what the privacy policy discloses",
      "authority": [
        {
          "tracker_id": "omb-m-23-22"
        },
        {
          "tracker_id": "omb-m-10-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 page source",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-CNA-MAT"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-SRN",
      "theme": "KAI-PRV",
      "name": "SORNs and PIAs describe the same records, and SORNs are reviewed",
      "authority": [
        {
          "tracker_id": "law-93-579"
        },
        {
          "tracker_id": "omb-a-108-2016"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "P3"
        ],
        "description": "P2 Federal Register, P3 PIAs",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-SRC",
      "theme": "KAI-PRV",
      "name": "New and changed SORNs allow 30 days for comment before taking effect",
      "authority": [
        {
          "tracker_id": "omb-a-108-2016"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 Federal Register dates",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-PIA",
      "theme": "KAI-PRV",
      "name": "A PIA exists for each system with a SORN",
      "authority": [
        {
          "tracker_id": "law-107-347"
        },
        {
          "tracker_id": "omb-m-03-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "P3"
        ],
        "description": "P2, P3",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-EXR",
      "theme": "KAI-PRV",
      "name": "Every Privacy Act exemption claimed has a final rule",
      "authority": [
        {
          "tracker_id": "law-93-579"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 eCFR, Federal Register",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-CMA",
      "theme": "KAI-PRV",
      "name": "Matching programs have published notices, or the agency states it has none",
      "authority": [
        {
          "tracker_id": "law-100-503"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P2 Federal Register, P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-SAO",
      "theme": "KAI-PRV",
      "name": "Senior privacy official designated; privacy program page live",
      "authority": [
        {
          "tracker_id": "omb-m-16-24"
        },
        {
          "tracker_id": "eo-13719"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P3"
        ],
        "description": "P1, P3",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-WEB",
      "theme": "KAI-PRV",
      "name": "Website privacy policies contain the required elements",
      "authority": [
        {
          "tracker_id": "omb-m-23-22"
        },
        {
          "tracker_id": "omb-m-03-22"
        },
        {
          "tracker_id": "law-107-347"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-EPA",
      "theme": "KAI-PRV",
      "name": "Privacy Act requests and consent accepted electronically",
      "authority": [
        {
          "tracker_id": "omb-m-21-04"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-ICR",
      "theme": "KAI-PRV",
      "name": "No information collections running on expired OMB approvals",
      "authority": [
        {
          "tracker_id": "law-104-13"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 reginfo.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-PRV-FRM",
      "theme": "KAI-PRV",
      "name": "Sampled public forms display a valid OMB control number",
      "authority": [
        {
          "tracker_id": "law-104-13"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 sample",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "quarterly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-FIN-AUD",
      "theme": "KAI-FIN",
      "name": "Auditor reports no IT material weakness; significant deficiencies tracked separately",
      "authority": [
        {
          "citation": "Chief Financial Officers Act",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 auditor report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "All general, BP"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-FIN-FFM",
      "theme": "KAI-FIN",
      "name": "Auditor finds substantial compliance with FFMIA",
      "authority": [
        {
          "citation": "FFMIA",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 auditor report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "All general"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-FIN-SOA",
      "theme": "KAI-FIN",
      "name": "The agency head's assurance statement matches the auditor's IT findings",
      "authority": [
        {
          "tracker_id": "omb-a-123-2026"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 agency financial report",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-FIN-PII",
      "theme": "KAI-FIN",
      "name": "IG finds the agency compliant with the payment integrity law",
      "authority": [
        {
          "citation": "PIIA",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "P3"
        ],
        "description": "P3 IG report, P2 paymentaccuracy.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "BP"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-FIN-DAT",
      "theme": "KAI-FIN",
      "name": "Spending data submitted on time; IG rates its quality",
      "authority": [
        {
          "tracker_id": "law-113-101"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "P3"
        ],
        "description": "P2 USAspending, P3 IG audit",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "quarterly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": "BP"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-ITM-CIO",
      "theme": "KAI-ITM",
      "name": "CIO reports to the agency head and approves IT contracts",
      "authority": [
        {
          "tracker_id": "law-104-106-div-e"
        },
        {
          "tracker_id": "law-113-291-title-viii-subtitle-d"
        },
        {
          "tracker_id": "eo-13833"
        },
        {
          "tracker_id": "omb-m-15-14"
        },
        {
          "tracker_id": "omb-m-26-10"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "F"
        ],
        "description": "P1 org chart, F monthly CIO reports",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "twice a year"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RIS"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-ITM-MBY",
      "theme": "KAI-ITM",
      "name": "Software license inventory maintained and used",
      "authority": [
        {
          "tracker_id": "law-114-210"
        },
        {
          "tracker_id": "omb-m-16-12"
        },
        {
          "tracker_id": "eo-13103"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 GAO and IG, F inventory",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": "CM"
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-ITM-SRC",
      "theme": "KAI-ITM",
      "name": "Custom source code inventory published",
      "authority": [
        {
          "tracker_id": "omb-m-16-21"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 code.json",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AIG-INV",
      "theme": "KAI-AIG",
      "name": "AI use-case inventory published at the agency's /ai page",
      "authority": [
        {
          "tracker_id": "law-117-263-title-lxxii-subtitle-b"
        },
        {
          "tracker_id": "eo-13960"
        },
        {
          "tracker_id": "omb-m-25-21"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P1, P2",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AIG-CMP",
      "theme": "KAI-AIG",
      "name": "Chief AI Officer named; compliance plan and strategy published where required",
      "authority": [
        {
          "tracker_id": "omb-m-25-21"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AIG-WVR",
      "theme": "KAI-AIG",
      "name": "High-impact AI waivers and practice summaries published",
      "authority": [
        {
          "tracker_id": "omb-m-25-21"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AIG-ACQ",
      "theme": "KAI-AIG",
      "name": "AI contracts protect government data from vendor training use",
      "authority": [
        {
          "tracker_id": "omb-m-25-22"
        }
      ],
      "evidence": {
        "tiers": [
          "F"
        ],
        "description": "F sample contracts",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-SCR-MIT"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-IDA",
      "theme": "KAI-DIG",
      "name": "Public websites are accessible, searchable, mobile-friendly and use the federal design system",
      "authority": [
        {
          "tracker_id": "law-115-336"
        },
        {
          "tracker_id": "omb-m-23-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 page source",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-REQ",
      "theme": "KAI-DIG",
      "name": "The main website shows required links (about, FOIA, accessibility, privacy, disclosure policy, No FEAR)",
      "authority": [
        {
          "tracker_id": "omb-m-23-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-DAP",
      "theme": "KAI-DIG",
      "name": "Public websites run the federal Digital Analytics Program",
      "authority": [
        {
          "tracker_id": "omb-m-23-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 page source",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-CRW",
      "theme": "KAI-DIG",
      "name": "Public content is open to search engines and archives",
      "authority": [
        {
          "tracker_id": "omb-m-23-22"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 robots.txt and sitemap",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-508",
      "theme": "KAI-DIG",
      "name": "Section 508 program maturity and website conformance",
      "authority": [
        {
          "tracker_id": "law-105-220-sec-408"
        },
        {
          "tracker_id": "cfr-36-1194"
        },
        {
          "tracker_id": "omb-m-24-08"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 section508.gov assessment",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-ELC",
      "theme": "KAI-DIG",
      "name": "Forms and services offered digitally",
      "authority": [
        {
          "tracker_id": "law-105-277-div-c-title-xvii"
        },
        {
          "tracker_id": "law-115-336"
        },
        {
          "tracker_id": "omb-m-00-10"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 sample",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-AGV",
      "theme": "KAI-DIG",
      "name": "Covered services connected to America.gov (not yet due)",
      "authority": [
        {
          "tracker_id": "eo-14432"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-DIG-PLW",
      "theme": "KAI-DIG",
      "name": "Plain writing compliance report posted",
      "authority": [
        {
          "citation": "Plain Writing Act",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-FAR",
      "theme": "KAI-TRP",
      "name": "FOIA annual report filed on time with complete data",
      "authority": [
        {
          "tracker_id": "law-89-487"
        },
        {
          "tracker_id": "law-110-175"
        },
        {
          "tracker_id": "law-114-185"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 FOIA.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-BKL",
      "theme": "KAI-TRP",
      "name": "FOIA backlog and processing times improving (excluding CFA's own requests)",
      "authority": [
        {
          "tracker_id": "law-89-487"
        },
        {
          "tracker_id": "law-110-175"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 FOIA.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-CFR",
      "theme": "KAI-TRP",
      "name": "Chief FOIA Officer report published",
      "authority": [
        {
          "tracker_id": "law-110-175"
        },
        {
          "tracker_id": "law-114-185"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 Justice Department site",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-RRM",
      "theme": "KAI-TRP",
      "name": "FOIA reading room posts frequently requested records",
      "authority": [
        {
          "tracker_id": "law-114-185"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 agency FOIA page",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-REG",
      "theme": "KAI-TRP",
      "name": "FOIA regulations updated for the 2016 amendments",
      "authority": [
        {
          "tracker_id": "law-114-185"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 eCFR",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-OPN",
      "theme": "KAI-TRP",
      "name": "Open government page maintained",
      "authority": [
        {
          "tracker_id": "omb-m-10-06"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 /open",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-ODP",
      "theme": "KAI-TRP",
      "name": "Data inventory and open data plan published",
      "authority": [
        {
          "tracker_id": "law-115-435"
        },
        {
          "tracker_id": "omb-m-25-05"
        },
        {
          "tracker_id": "eo-13642"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P1 /data.json, P2 catalog.data.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-EVA",
      "theme": "KAI-TRP",
      "name": "Chief Data Officer, learning agenda and evaluation plan posted",
      "authority": [
        {
          "tracker_id": "law-115-435"
        }
      ],
      "evidence": {
        "tiers": [
          "P1"
        ],
        "description": "P1 /data and /evaluation pages",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-TRP-PRF",
      "theme": "KAI-TRP",
      "name": "Strategic plan and annual performance plan and report posted",
      "authority": [
        {
          "citation": "GPRA Modernization Act",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P1",
          "P2"
        ],
        "description": "P1, P2 Performance.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-REC-SAO",
      "theme": "KAI-REC",
      "name": "Senior records official's annual report filed with NARA",
      "authority": [
        {
          "tracker_id": "cfr-36-1220"
        },
        {
          "tracker_id": "law-113-187"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 archives.gov reports",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-REC-ELR",
      "theme": "KAI-REC",
      "name": "Permanent records and email managed electronically",
      "authority": [
        {
          "tracker_id": "cfr-36-1220"
        },
        {
          "tracker_id": "omb-m-19-21"
        },
        {
          "tracker_id": "omb-m-23-07"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 NARA self-assessment results",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-REC-SCH",
      "theme": "KAI-REC",
      "name": "Records schedules approved, including email",
      "authority": [
        {
          "tracker_id": "cfr-36-1220"
        },
        {
          "tracker_id": "law-113-187"
        },
        {
          "tracker_id": "omb-m-23-07"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 NARA schedule repository",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-GIV"
        ],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-REC-UDR",
      "theme": "KAI-REC",
      "name": "Unauthorized destruction cases reported to NARA and closed",
      "authority": [
        {
          "tracker_id": "cfr-36-1220"
        },
        {
          "tracker_id": "law-113-187"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 NARA case lists",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-REC-MSG",
      "theme": "KAI-REC",
      "name": "Official business on personal messaging accounts is copied to official records",
      "authority": [
        {
          "tracker_id": "law-113-187"
        }
      ],
      "evidence": {
        "tiers": [
          "P3",
          "F"
        ],
        "description": "P3 IG, F",
        "expected_access": "foia_releasable"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": null
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "auditor",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-OVR-IGO",
      "theme": "KAI-OVR",
      "name": "IG open recommendations on IT and security closed by agreed dates",
      "authority": [
        {
          "citation": "Inspector General Act",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P2",
          "P3"
        ],
        "description": "P2 Oversight.gov, P3 semiannual reports",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "90 days"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-OVR-GAO",
      "theme": "KAI-OVR",
      "name": "GAO priority recommendations implemented",
      "authority": [
        {
          "citation": "GAO priority letters",
          "note": "Not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 GAO recommendation database",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [
          "KSI-PIY-RES"
        ],
        "fiscam": "SM"
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AUT-SRN",
      "theme": "KAI-AUT",
      "name": "Each system of records notice cites a legal authority that is in force",
      "authority": [
        {
          "tracker_id": "law-93-579"
        },
        {
          "tracker_id": "omb-a-108-2016",
          "note": "SORN section \"Authority for maintenance of the system\""
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 Federal Register SORNs, checked against the U.S. Code and the CFR",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AUT-ICR",
      "theme": "KAI-AUT",
      "name": "Each information collection cites the legal authority for collecting it",
      "authority": [
        {
          "tracker_id": "law-104-13"
        },
        {
          "citation": "5 CFR 1320.8(b)(3)",
          "note": "Respondents are told whether a response is voluntary, required for a benefit or mandatory, citing authority"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 reginfo.gov information collection requests and supporting statements",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "30 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AUT-NPR",
      "theme": "KAI-AUT",
      "name": "Proposed rules state the legal authority they rest on",
      "authority": [
        {
          "citation": "5 U.S.C. 553(b)(2)",
          "note": "Administrative Procedure Act; not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 Federal Register proposed rules",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "machine",
          "analyst"
        ],
        "cycle": "7 days"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AUT-ALN",
      "theme": "KAI-AUT",
      "name": "Assistance programs name their authorizing law, and awards fit the program",
      "authority": [
        {
          "citation": "31 U.S.C. 6102(a)(1)(B)",
          "note": "Federal Program Information Act; not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P2"
        ],
        "description": "P2 SAM.gov Assistance Listings, compared with USAspending awards under each listing",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "share",
      "ig_subscore": false,
      "status": "draft"
    },
    {
      "id": "KAI-AUT-PRF",
      "theme": "KAI-AUT",
      "name": "Annual performance report says which goals were met and explains each one missed",
      "authority": [
        {
          "citation": "31 U.S.C. 1116",
          "note": "GPRA Modernization Act; not in the FedXchange tracker"
        }
      ],
      "evidence": {
        "tiers": [
          "P3"
        ],
        "description": "P3 annual performance report and strategic plan, Performance.gov",
        "expected_access": "public"
      },
      "validation": {
        "methods": [
          "analyst"
        ],
        "cycle": "yearly"
      },
      "crosswalk": {
        "cr26_ksi": [],
        "fiscam": null
      },
      "criticality": "major",
      "result_rule": "any_failure",
      "ig_subscore": false,
      "status": "draft"
    }
  ]
}
